# Quo Calling Compliance Archiving for SEC & FINRA

Comma captures Quo Calling business calls — recordings, transcripts, and metadata — into one tamper-proof, exam-ready archive.

Source: https://commacompliance.com/channels/quo-compliance
Last updated: 2026-07-14

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[SEC Rule 17a-4](/regulations/sec-17a-4) and [FINRA Rule 4511](/regulations/finra-rule-4511) apply to business communications regardless of channel. A client call handled through Quo Calling carries the same recordkeeping obligation as an email or a WhatsApp message. If your advisors or bankers use Quo Calling for client conversations, those calls need to be in the archive.

Most compliance programs have historically captured desk phones and recorded lines, and left business VoIP calls unarchived. Quo Calling is where a growing share of client conversations actually happen — and Comma closes that gap.

## What gets captured

Comma connects to Quo Calling and captures every business call automatically. No call recorder on the device, no manual export, no changes to how Quo Calling works.

### Every call, sealed on arrival

Each captured call includes the audio recording, an auto-generated transcript, call duration, direction (inbound or outbound), answer status, and the participant phone numbers. Records are written to WORM-grade storage the moment the call ends.