Most Compliance Software was built for
Email.
We built Comma for what came next.
Compliance Management Software for SEC/FINRA Messaging Across 35+ Channels.
Capture business communications from iMessage, WhatsApp, LinkedIn, Gmail, Bloomberg, and more - without touching personal content or changing habits. SEC/FINRA compliant.
Off-channel Communication
On the Record
Every channel. Not just email.
WhatsApp, Signal, iMessage, and 35+ more. Captured off-device - no app modifications, no employee opt-in required.
Nothing disappears. Everything is searchable.
Search across every channel by contact, keyword, or platform. Business messages separated from personal.
Pass your next exam without the scramble.
Flag violations, document resolutions, and export an exam package in one click.
$2 billion in off-channel fines since 2021.
The SEC and FINRA have fined firms for unarchived communications on iMessage, WhatsApp, and LinkedIn. These penalties are becoming routine across firms of all sizes — and they're not just fines. They're your firm's reputation.
Why it can't wait
The risk is no longer hypothetical.
- 01
Regulators are no longer waiting for violations to surface. The SEC is actively auditing firms for off-channel communications that aren't archived. If your firm isn't capturing modern messaging channels, you're already at risk.
- 02
Despite policies banning iMessage and WhatsApp, employees use them to meet client expectations — creating blind spots in your risk management strategy. Banning apps was never a compliance strategy.
- 03
Clunky workarounds and forced SMS make it harder for your team to communicate, and easier to miss key conversations. Firms need a solution that works with the tools clients and employees already use.
Don't be the next firm on that list.
Comma closes the gap on off-channel communications across 35+ platforms.
Testimonials
"We've been needing a solution for our team having multiple devices and Comma actually did what we needed."
Erica M.
VP Legal & Compliance, Hudson Asset Management
"They got back to me so quickly on additional features we requested. Happy to recommend them."
Mark R.
Director of Compliance, 581 Group
"Getting setup took far less than 5 minutes of my time. Maybe like 15 seconds."
Michael W.
Chief Compliance Officer, Marina Ventures