Most Compliance Software was built for Email.
We built Comma for what came next.
Compliance Management Software for SEC/FINRA Messaging Across 35+ Channels.
Capture business communications from iMessage, WhatsApp, LinkedIn, Gmail, Bloomberg, and more — without touching personal content or changing habits. SEC/FINRA compliant.
Off-channel Communication
On the Record
Every channel. Not just email.
WhatsApp, Signal, iMessage, and 35+ more. Captured off-device — no app modifications, no employee opt-in required.
Nothing disappears. Everything is searchable.
Search across every channel by contact, keyword, or platform. Business messages separated from personal.
Pass your next exam without the scramble.
Flag violations, document resolutions, and export an exam package in one click.
Why Solving App Compliance for Modern Messaging Can’t Wait.
Regulators Are Issuing Record Fines.
The SEC and FINRA have issued over $2 billion in fines since 2021 for unarchived communications on iMessage, WhatsApp, and Linkedin. These corrective actions aren't just fines: they're your firms reputation. These penalties are becoming routine across firms of all sizes.
The SEC is Now
Proactively Auditing.
Regulators are no longer waiting for violations to surface—they’re actively auditing firms to find off-channel communications that aren’t archived. If your firm isn’t capturing modern messaging channels, you’re already at risk.
iMessage and WhatsApp are quick, convenient, and preferred by clients.
Despite policies banning iMessage and WhatsApp, employees use them to meet client expectations - creating blind spots in your risk management strategy. Clunky apps and forced SMS make it difficult for your team to work, making it easier to miss key conversations.
Firms need a compliance solution that works with the tools clients and employees already communicate on.
Testimonials
Erica M.
VP Legal & Compliance, Hudson Asset Management
Mark R.
Director of Compliance, 581 Group
Michael W.
Chief Compliance Officer, Marina Ventures