Catch Compliance Risks Before They Become Headlines.
AI-Native Communications Compliance Platform for SEC/FINRA
Protect all your social media and communication channels while:
✓ Safely archiving them according to regulations
✓ Proactively identifying potential compliance breaches
✓ Enabling discovery and search on top of archived content
What you get:
Reduce your risk: All social media and channels monitored and archived
Because banning apps was never enough to avoid policy violations: we support 40+ channels and social medias. And the list keeps growing.
Effective protection: No IT burden and no habits change
Keep using the same tools, without adding new apps draining your battery, extra devices nor hours of training.
Efficient compliance: your team detects more breaches while investing less time in manual reviews
Stop waiting for human oversight to detect a risky message. Our platform reviews and flags messages accordingly, reducing the chance a violation gets overlooked.
Simplified pricing:
Flat monthly prices
Growth, under 250 people
Mature, over 250 people
Schedule a call with us here
Is my data safe/encrypted with Comma Compliance?
Yes. All communications are encrypted in transit using TLS 1.2+ and encrypted at rest using AES-256. We also use modern cloud-native key management through AWS KMS and Azure Key Vault for secure key handling.
This means your data is safe and protected from 3rd party access. Even we won't be able to access it.
Do I retain ownership of my data?
Yes. You retain full ownership of all data. We only use your information to deliver compliance and archiving services. We never sell, rent, or share your data outside of authorized sub-processors.
Can iMessage conversations be archived for SEC or FINRA compliance?
Yes. Comma captures business-related iMessage conversations in real time without disabling iMessage or relying on iCloud. Our solution is built specifically to help financial firms meet SEC and FINRA recordkeeping requirements.
Do you archive deleted messages?
Yes. Comma Compliance stores messages independently of iCloud, WhatsApp, and individual devices, which means even if messages are deleted on the device, they’re still captured and stored securely.
Which messaging platforms does Comma Compliance support?
We archive business communications across iMessage, WhatsApp, LinkedIn Messaging, Signal, Telegram, Gmail, Google Workspace, Microsoft 365, Microsoft Suite, Slack, Microsoft Teams and Bloomberg Chat. More integrations are added based on evolving client needs.
If there is a platform you use and would like to see securely archived, please contact us.
Is CC compliant with SEC and FINRA regulations?
Yes. We're a compliance solution specifically built with SEC and FINRA frameworks in mind, including requirements under rules like SEC 17a-4 and FINRA Rule 3110.
Our audit-ready retention and case management tools help you stay prepared for both internal and regulatory reviews.
Will this slow down our team’s communications?
Not at all. CC scans messages in real time without interrupting workflows. Flagged messages are routed to your compliance team for review while your team keeps moving.
Will using Comma Compliance affect device performance or battery life?
No. Our compliance management software doesn't run on employee devices at all, so there’s no battery drain or performance impact. We want to make it easy for your employees to use, so that you can stay securely compliant.
How long are communications retained?
We securely retain your business communications for 7 years — meeting and exceeding SEC, FINRA, and other regulatory data retention standards.
If you have stricter requirements, let us know and we can discuss longer retention times.
I have over 250 people in my org. What is the Enterprise plan pricing?
The cost of our plans depends on multiple variables. Since we have designed our pricing to avoid hidden costs and extra fees, we will need to know more about your company and requirements in order to give you the proper pricing.
Feel free to book a demo with us anytime to discuss your requirements.