Now Open Source
Signal & WhatsApp Connectors

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‍Read the announcement • View on GitHub

Explore Our Latest Compliance Insights and Industry Updates

At Comma Compliance, we’re here to help you stay ahead. Our Insights hub brings you expert articles, real-world best practices, and the latest regulatory updates, all focused on making compliance simpler and smarter.

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Explore topics like messaging app compliance for WhatsApp, iMessage, Signal, LinkedIn, Bloomberg Chat, Google Suite, Microsoft, and more. We’re constantly sharing new ideas and strategies to help you protect your communications, manage digital risk, and keep pace with a rapidly changing regulatory landscape.

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Have a compliance question or a topic you’d like us to explore? Get in touch! We’d love to hear from you.

For an explanation of key compliance and security terms, you can find our compliance glossary here.

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SEC 2026 Examination Priorities: Key Compliance Changes

Don’t wade through the full report. Here are the key themes from the SEC’s 2026 exam priorities and what they mean for compliance teams.
Sasha
min read
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SEC vs HIPAA compliance communications records

Learn what HIPAA compliance communications records are, how they compare to SEC/FINRA rules, and what regulators expect for auditability, retention, and proof.
Jeremiah
7
min read
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RILAs, Social Media Influencers, and FINRA 2220 

Explore FINRA’s 2025 findings on RILAs, influencers, mobile apps, and AI. Discover key compliance gaps and how Comma Compliance helps firms stay compliant.
Jeremiah
4
min read
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FINRA’s Small Firm Talk: What It Means for Compliance Tech

Jeremiah
5
min read
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How Comma Combines Human Judgment with Contextual Intelligence

AI can flag risks, but humans provide judgment. At Comma, we build with transparency by reducing noise, enhancing compliance, and maintaining trust.
Sasha
4
min read
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Tools

How Compliance and Risk Management Software Supports an Oops Culture

Mistakes happen. Learn how an “oops culture,” paired with compliance software and case management workflows, helps firms reduce risk, prove oversight, and build trust with regulators.
Jeremiah
3
min read
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SEC Rule 17a-4

Understand SEC Rule 17a-4 in plain English: retention periods, WORM storage, compliance pitfalls, and AI-era challenges.
Jeremiah
11
min read
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Flat-Fee Compliance Software Pricing: Why It Wins for Budget & Sanity

Discover why flat-fee compliance software pricing beats per-message and per-connector models. Predictable budgets, all-channel coverage, no hidden fees.
Alonso
2
min read
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The Compliance Risk of Ignoring Internal Collaboration Tools

Learn how unarchived Slack, Teams, Google Docs, Zoom and other internal collaboration tools create hidden compliance gaps—and discover how to capture, archive and supervise every conversation.
Jeremiah
4
min read
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Business

Compliance insights for FINRA’s 6th National Financial study

A high‑level overview of FINRA’s 6th National Financial Capability Study (2025) and practical compliance insights for building transparency, trust, and better financial services.
Jeremiah
3
min read

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We prioritize depth over frequency, focusing on well-researched, high-value content that helps you navigate compliance challenges with clarity. While we do have a natural bias toward our own solutions, we’re committed to providing thoughtful, balanced insights you can trust. If there’s a topic you’d like us to explore, let us know—we’re always open to covering what matters most to our readers.

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See how Comma Compliance simplifies exam prep. Book a demo today.

Schedule a call with us here