Vendor Comparison

Comma Compliance vs. Smarsh

Smarsh is one of the most recognized names in communications compliance.

If you're evaluating Smarsh competitors or looking for a modern Smarsh alternative for SEC or FINRA compliance, this page compares Comma Compliance and Smarsh across capture, security, pricing, and exam readiness.

At a Glance

Smarsh is an enterprise platform built for large financial institutions. It acquired TeleMessage in 2024 to power its mobile capture: the same TeleMessage that was breached in May 2025 and has not resumed service. Comma Compliance is purpose-built for banks and broker-dealers with flat pricing, point-of-delivery capture, and open-source transparency on key capture modules.

Side-by-Side Comparison

Feature

Comma Compliance

[Competitor]

Architecture

End-to-end — capture, archive, supervision, policy matching, and exam-ready case management, with open source transparency.

Modular capture, archive, supervision, and review workflows across multiple systems

Built-in archive

Yes — included in platform. Option to push to 3rd party.

Yes

WORM storage

Yes — written at point of capture

Yes

iMessage capture method

Point-of-delivery — not iCloud-dependent

iCloud backup-based

WhatsApp capture

Yes: captures both WhatsApp Business and personal WhatsApp. Open-source.

Via TeleMessage infrastructure as of 2026: services suspended as of 2025.

Signal capture

Yes — open-source capture code published on GitHub

Via TeleMessage.

Transparency

WhatsApp and Signal capture code published openly on GitHub — no NDA, no request required

Proprietary; capture methodology not publicly disclosed

Channels supported

30+ channels where conversations happen: iMessage, WhatsApp, Signal, SMS, Voice, Microsoft 365, Teams, Exchange, OneDrive, Gmail, Google Workspace, Slack, Zoom, Webex, Bloomberg Chat, Salesforce, Telegram, and more

80+ channels including email, mobile, social, voice, collaboration

Pricing model

Flat monthly pricing, all platforms included, no per-connector fees, free unlimited exports

Not publicly listed; enterprise contract required; per-connector add-ons common

Free trial

Yes

Not publically offered.

Personal vs. business separation

Automatic contact-based filtering — personal contacts can be excluded automatically

Structural separation via separate compliant app, MDM containerization, or carrier-level capture

Policy processing

Yes — built in

Yes — via enterprise platform

Custom policy matching

Yes

Yes

Case management

Exam-ready — built for regulatory examination prep

eDiscovery and litigation-oriented, integrating with 3rd party Vendors.

AI compliance monitoring

Real-time policy scanning; human validation before escalation; no client data used for training without consent

"AI-powered supervision"

Data ownership

Client retains full ownership; never sold or shared outside authorized sub-processors

Enterprise terms

Infrastructure

AWS and Azure, multi-AZ clustering.

AWS-based

When Smarsh may be a better fit

What Happened to Smarsh's WhatsApp and Signal Capture

Smarsh acquired TeleMessage in February 2024 to power its WhatsApp, Signal, and Telegram capture. In May 2025, TeleMessage was breached and suspended all services. A CVE was published confirming that archived messages were stored as plaintext despite end-to-end encryption claims. As of October 2025, the service remains non-functional, and new user registration is not possible.For firms evaluating Smarsh for WhatsApp or Signal archiving today, the status of that capability is a direct question worth asking before signing a contract

The iMessage Capture Problem

Smarsh captures iMessages via iCloud backups, requiring backup enabled, available storage, power, and a locked device. Messages are only archived after Apple’s daily backup runs, so edits or deletions beforehand are reflected in the archive.Comma captures at point of delivery, writing messages to WORM storage immediately with no dependency on iCloud.

Book a Demo or learn more here.

Security

Full security details →

Due Diligence

Questions to Ask Any Compliance Vendor

01

Where exactly is the message first captured — at the point of delivery, or after a backup or sync cycle?

02

What conditions must be true for a message to be captured? What happens if any of those conditions aren't met?

03

If a user edits or deletes a message before capture occurs, what version gets archived?

04

Can you show documentation — architecture diagrams, code, or independent audit — of how your capture actually works?

05

Where are encryption keys stored, and who controls them?

06

Are all channels included in the base price, or are there per-connector fees?

07

Are there export or egress fees?

08

Does your case management workflow support regulatory examination prep?

09

Can cases be opened directly from flagged message threads?

10

Is any client data used to train your models? Under what conditions?

11

Can we adjust, refine, or contribute feedback to the detection models?

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