Explore Our Latest Compliance Insights and Industry Updates
The Comma Compliance Insights hub covers messaging compliance, recordkeeping obligations, and off-channel communications enforcement — with a focus on the encrypted channels regulators are examining most: WhatsApp, iMessage, and Signal.
Topics include SEC and FINRA enforcement, WhatsApp compliance archiving, iMessage retention under Rule 17a-4, Signal capture, Bloomberg Chat, LinkedIn, Microsoft Teams, Google Workspace, and the regulatory frameworks that govern business communications.
FINRA Rule 3110: Supervision Requirements & 2026 Updates
Understand FINRA Rule 3110 with plain-language guidance on WSPs, inspections, and 2025 remote supervision updates — plus compliance best practices.
Jeremiah Church | 
Why SEC Rule 17a-4 Exists and how Firms Stay Compliant
Understand SEC Rule 17a-4 in plain English: retention periods, WORM storage, compliance pitfalls, and AI-era challenges.
Jeremiah Church | 
Flat-Fee Compliance Software Pricing
Discover why flat-fee compliance software pricing beats per-message and per-connector models. Predictable budgets, all-channel coverage, no hidden fees.
Alonso | 
Compliance insights: FINRA’s 6th National Financial Study
Key compliance insights from FINRA's 6th National Financial Capability Study (2025) — transparency, trust, and better financial services.
Jeremiah Church | 
Open-Sourcing Compliant WhatsApp & Signal Capture Code
Comma Compliance lifted the veil on message capture—publishing WhatsApp & Signal connectors on GitHub for full auditability, security, and control.
Jeremiah Church | 
HIPAA Meets iMessage (Beyond Finance Series, #1)
Explore how healthcare is adapting HIPAA’s 1996 rules to today’s off-channel messaging, from iMessage to WhatsApp, and what compliance teams need to know.
Jeremiah Church | 
House WhatsApp Ban: FOIA Risk & Compliance Fixes
U.S. House bans WhatsApp, citing FOIA record-keeping gaps. Learn why end-to-end encryption alone fails compliance and how to archive WhatsApp securely.
Jeremiah Church | 
FINRA 25-07: Rethinking Communication Oversight
DMs, apps, remote work... are your compliance tools keeping up? FINRA's 25-07 says it's time to modernize.
Sasha | 
SEC Withdraws 14 Regulatory Proposals
The SEC has withdrawn 14 proposed rules aimed at AI oversight, ESG disclosures, & more. What it means for future compliance teams.
Jeremiah Church |